Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doug? Claim Your ProfileDoug Scott Graumann is a financial advisor with over 29 years of experience in the financial services industry. Doug is a Registered Representative of Dominion Portfolio Management, Inc. He is also a Registered Investment Advisor (IA) in the state of Washington. Doug's previous experience includes working at KMS Financial Services, Inc., Pacific West Securities, Inc., Raymond James Financial Services, Inc., Linsco/Private Ledger Corp., Key Investments Inc., and Seafirst Investment Services, Inc. Doug is a dedicated financial professional with a strong commitment to providing his clients with personalized financial advice and solutions. Doug's focus is on helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WA
02/23/2018 - Present
Dominion Portfolio Management, Inc. (WENATCHEE WA)
WA
01/02/2018 - 07/20/2023
DOMINION INVESTOR SERVICES, INC. (WENATCHEE WA)
WA
01/23/2012 - 12/31/2017
KMS FINANCIAL SERVICES, INC. (WENATCHEE WA)
WA
02/23/2004 - 01/23/2012
PACIFIC WEST SECURITIES, INC. (WENATCHEE WA)
FL
01/03/2002 - 02/18/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
SC
05/06/1998 - 01/02/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
03/10/1998 - 04/30/1998
KEY INVESTMENTS INC. (CLEVELAND OH)
WA
07/06/1994 - 03/09/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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