Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doug? Claim Your ProfileDoug Piazza is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Doug has over 20 years of experience in the financial services industry. Doug is licensed to sell securities in 35 states and is also a registered investment advisor in Indiana and Texas. Doug is a Series 66, 7, 9, 10, and SIE licensed advisor. Doug holds a BS in Business Administration from Indiana University. Doug is an experienced financial advisor who has a strong understanding of the investment markets. Doug is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
11/18/2021 - Present
Wells Fargo Advisors Financial Network, LLC (ELKHART IN)
IN
01/01/2008 - 11/18/2021
WELLS FARGO CLEARING SERVICES, LLC (MISHAWAKA IN)
IN
04/14/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MISHAWAKA IN)
BOTH
Issued 04/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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