Unclaimed
Doug Ireland has been in the financial services industry since 1996 and is currently a Senior Vice President at Wedbush Securities Inc. Doug is a registered representative and investment advisor. Doug's previous firms include MML Investors Services, LLC, Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/06/2019 - Present
Wedbush Securities Inc. (NEWPORT BEACH CA)
CA
11/06/2018 - 02/07/2019
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
03/14/2014 - 10/10/2018
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/10/2012 - 01/14/2014
FIDELITY BROKERAGE SERVICES LLC (NEWPORT BEACH CA)
CA
06/01/2009 - 03/27/2012
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
CA
07/14/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BREA CA)
CA
03/26/1996 - 07/21/2006
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
IA
Issued 04/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2005
Series 3 - National Commodity Futures Examination
BC
Issued 05/30/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Doug Ireland is the right advisor for you? Invested Better is here to help.