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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doug? Claim Your ProfileDoug Griffith is a financial advisor with LPL Financial LLC in WESTMINISTER, CO. Doug has been working in the financial services industry since 2005. He holds a Series 7, Series 24 and Series 66 license. Doug is registered to offer securities in 15 states, including Colorado, Texas and Georgia. Doug has experience with individual investors, high net worth individuals, corporations, insurance companies, and charitable organizations. In addition to offering traditional financial advice, Doug is also registered as an investment advisor in Colorado and Texas. Doug has experience providing portfolio management services for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
10/30/2018 - Present
LPL Financial LLC (WESTMINISTER CO)
CO
01/01/2008 - 04/30/2010
WELLS FARGO ADVISORS, LLC (LONGMONT CO)
CO
02/16/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LONGMONT CO)
BOTH
Issued 02/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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