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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doug? Claim Your ProfileDoug Elder is a registered investment advisor with NBC Securities, Inc. Doug has over 25 years of experience in the financial services industry and is a highly qualified professional. Doug specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Doug has a strong commitment to providing his clients with personalized financial advice and helping them achieve their financial goals. Doug is licensed to provide investment advice in Alabama, California, Florida, Maryland, and Ohio. Doug also holds Series 6, 7, 9, 10, 24, 26, 63, 65, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
08/21/2015 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
07/16/1998 - 04/05/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IN
02/02/1998 - 07/14/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/02/1998 - 07/14/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IL
01/24/1995 - 08/08/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
08/19/1993 - 02/03/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
IA
Issued 10/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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