Unclaimed
Doug Campbell is a financial advisor with National Financial Services LLC in WESTLAKE, TX. Doug has been in the industry since January 2011. Doug has a strong background in securities and investments. Doug holds the Series 66, Series 63, Series 10, Series 9, Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/17/2015 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/13/2011 - 11/03/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 04/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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