Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dory? Claim Your ProfileDory Brendan Hux is a registered representative with Ameriprise Financial Services, LLC. Dory has been in the financial industry since 2001 and is registered in 21 states. Dory holds Series 7, 9, 10, 24, 66, and SIE licenses. Dory provides financial planning and asset allocation services, portfolio management for individuals and businesses, and educational seminars. Dory also offers advisory services such as publication of periodicals and selection of other advisors. Dory previously worked for IDS LIFE INSURANCE COMPANY in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/23/2012 - Present
Ameriprise Financial Services, LLC (CHARLOTTE NC)
MN
02/16/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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