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Dorsey Higginbotham

Concourse Financial Group Securities, Inc.

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About Dorsey Higginbotham

Dorsey Higginbotham is a registered representative with Concourse Financial Group Securities, Inc. in Birmingham, AL. Dorsey has been in the financial services industry since April 20, 2007. Dorsey has passed the Series 7 and Series 63 exams and has been registered with the state of Alabama since July 21, 2017. Prior to joining Concourse Financial Group Securities, Inc., Dorsey was employed by Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc..

Firm Information

Dorsey Higginbotham is currently registered with Concourse Financial Group Securities, Inc.. Concourse Financial Group Securities, Inc. is a corporation formed in July 1984 and headquartered in Birmingham, Alabama. The firm provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and wrap fee programs. It manages approximately $4.37 billion in assets for a variety of client types, including high-net-worth individuals, corporations, and individuals other than high-net-worth. Concourse Financial Group Securities, Inc. is registered with the SEC and in all 50 states and the District of Columbia.
Concourse Financial Group Securities, Inc.

2801 HIGHWAY 280 SOUTH

BIRMINGHAM, AL 35223

$4.37B

Assets Under Management

109

Total Clients

429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dorsey Higginbotham’s Registration & Firm History

AL

07/21/2017 - Present

Concourse Financial Group Securities, Inc. (Birmingham AL)

AL

07/29/2015 - 06/30/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)

AL

03/31/2006 - 06/30/2016

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 05/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorsey Higginbotham.
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