Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorris? Claim Your ProfileDorris Glenn Jones is a financial professional with over 40 years of experience in the industry. Dorris is currently registered as a Registered Representative and Investment Advisor Representative with Moloney Securities Asset Management LLC in Brentwood, Tennessee. Dorris has a strong track record of success in the financial services industry. Dorris was previously registered with ONEMERICA SECURITIES, INC. and has also held positions with The Advisors Group, Inc., Hornor, Townsend & Kent, Inc., FSC Securities Corporation, and Equity Services, Inc. Dorris is committed to providing clients with personalized financial advice and guidance. Dorris is a member of the Financial Industry Regulatory Authority (FINRA) and has earned the Series 7, 6, 3, 31, 63, 65, 24, and 30 licenses. Dorris also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
07/01/2016 - Present
Moloney Securities Asset Management LLC (Brentwood TN)
TN
03/06/2002 - 07/27/2016
ONEAMERICA SECURITIES, INC. (BRENTWOOD TN)
MD
08/24/1999 - 03/07/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
PA
08/24/1988 - 08/23/1999
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
05/22/1985 - 08/31/1988
FSC SECURITIES CORPORATION
NA
07/22/1982 - 05/29/1985
JACQUES-MILLER INVESTMENT COMPANY
NA
08/03/1981 - 08/10/1982
EQUITY SERVICES, INC.
IA
Issued 05/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 08/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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