Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Wamble Roach is an active financial advisor with PFS Investments Inc. based in CUMMING, GA. Dorothy has been working in the financial industry since 2005 and holds various licenses and certifications, including Series 6, Series 26, Series 63 and SIE. Dorothy is registered in Georgia, Florida, Tennessee and Colorado. She is a licensed representative in Georgia, Florida, Tennessee and Colorado and provides financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
02/18/2005 - Present
PFS Investments Inc. (CUMMING GA)
BC
Issued 02/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dorothy Roach is the right advisor for you? Invested Better is here to help.
