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Dorothy Sabreth Gross

Mutual OF America Securities LLC

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About Dorothy Sabreth Gross

Dorothy Sabreth Gross is a financial professional with over 10 years of experience in the industry. Dorothy has held several positions at firms such as Mutual of America Life Insurance Company, VOYA Financial Advisors, Inc., and ING Financial Advisors, LLC. Dorothy is currently registered with Mutual of America Securities LLC, where she provides investment advisory services. Dorothy holds the Series 6, SIE, and Series 99TO licenses. Dorothy is also registered with the states of Connecticut and Massachusetts.

Firm Information

Dorothy Gross is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dorothy Gross’s Registration & Firm History

CT

06/29/2015 - Present

Mutual OF America Securities LLC (GLASTONBURY CT)

CT

06/29/2015 - 11/24/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GLASTONBURY CT)

CT

12/02/2014 - 06/12/2015

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

01/31/2014 - 11/26/2014

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GLASTONBURY CT)

CT

01/31/2014 - 11/26/2014

MUTUAL OF AMERICA SECURITIES LLC (GLASTONBURY CT)

CT

01/16/2014 - 01/27/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

11/25/2013 - 01/15/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

02/13/2012 - 11/25/2013

DIRECTED SERVICES LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 09/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Sabreth Gross.
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