Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Roer Lockard has been in the securities industry since June 7, 1985 and is currently registered with FBL Marketing Services, LLC. Dorothy is licensed in Arizona and has passed a variety of securities exams including the Series 63, Series 7, Series 2 and the Securities Industry Essentials Examination. Dorothy is affiliated with the firm's Buckeye, AZ office and has been with the firm since June 18, 1997. Previously, Dorothy was registered with AMERICAN EXPRESS FINANCIAL ADVISORS INC. and AETNA LIFE INSURANCE AND ANNUITY COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
06/18/1997 - Present
FBL Marketing Services, LLC (Buckeye AZ)
MN
01/15/1986 - 06/28/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
06/19/1983 - 02/04/1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1982
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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