Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Olivia Lariviere is a financial advisor who has been in the industry since October 2004. Currently, Dorothy is registered with J.P. Morgan Institutional Investments Inc. in New York. Dorothy has a wealth of experience in the financial services industry, having previously worked for BlackRock Investments, LLC, BlackRock Fund Distribution Company, Barclays Capital Inc., and Lehman Brothers Inc. Dorothy has a wide range of credentials including passing the Uniform Securities Agent State Law Examination (Series 63), the General Securities Principal Examination (Series 24), the Registered Options Principal Examination (Series 4), the Securities Industry Essentials Examination (SIE), the National Commodity Futures Examination (Series 3), and the General Securities Representative Examination (Series 7). Dorothy is registered with the Financial Industry Regulatory Authority (FINRA) and has a license in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2023 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
CA
01/03/2012 - 01/12/2023
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/29/2010 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/20/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2017
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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