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Dorothy Nikki Hoy

Thompson Davis & CO., Inc.

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About Dorothy Nikki Hoy

Dorothy Nikki Hoy is a registered representative with Thompson Davis & Co., Inc. Dorothy has been in the financial services industry since July 2023. Dorothy specializes in providing financial planning, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. Dorothy holds the Series 63, Series 7TO and SIE licenses.

Firm Information

Dorothy Hoy is currently registered with Thompson Davis & CO., Inc.. Thompson Davis & CO., Inc. is a corporation formed in 1995 and based in Richmond, VA. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, as well as selection of other advisers. They have approximately 159.5 million dollars in regulatory assets under management and serve a range of clients including high net worth individuals, individuals other than high net worth, corporations or other businesses, and pooled investment vehicles. The firm is registered with the SEC and in 33 states.
Thompson Davis & CO., Inc.

9030 STONY POINT PKWY, STE 100

RICHMOND, VA 23235

$159.46M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Dorothy Hoy’s Registration & Firm History

VA

07/03/2023 - Present

Thompson Davis & CO., Inc. (RICHMOND VA)

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Licenses & Designations

BC

Issued 07/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Nikki Hoy.
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