Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Motus-chin is a financial professional with over 12 years of experience in the financial services industry. Dorothy is currently registered with Smbc Nikko Securities America, Inc. in New York, New York. Dorothy has passed the Series 27, Series 99TO, and SIE exams. Dorothy has previously been employed at RBC Capital Markets, LLC and SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NJ
06/06/2022 - 08/23/2022
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
NY
08/20/2010 - 05/25/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/18/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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