Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Flanagan is an investment advisor representative who is registered with Neuberger Berman BD LLC. Dorothy is licensed in New York and Texas. Dorothy has been in the industry since 2022 and has experience with Neuberger Berman, Moore Capital Management, Telos Corporation, Shea Properties, and E'toile on 17th. Dorothy is a Series 31, 7TO, and SIE exam holder and specializes in providing investment advice and services to high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
10/07/2024 - Present
Neuberger Berman BD LLC (Austin TX)
BOTH
Issued 02/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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