Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Marie Neuwirth is a financial professional with over 30 years of experience in the industry. Dorothy has been registered with Lazard Asset Management Securities LLC since September 26, 2012. Prior to that, Dorothy was registered with Lazard Frères & Co. LLC from December 20, 1988 to December 31, 2002. Dorothy holds the Series 7, Series 63, Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/26/2012 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
12/20/1988 - 12/31/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 04/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 99 - Operations Professional Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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