Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Moran is a Financial Advisor at A.g.p. / Alliance Global Partners. Dorothy has over 50 years of experience in the financial services industry. Dorothy's current and past affiliations include AEGIS CAPITAL CORP., DU PASQUIER & CO., INC., HERZOG, HEINE, GEDULD, INC., MOORE & SCHLEY SECURITIES CORPORATION, MOORE & SCHLEY, CAMERON & CO., and MOORE & SCHLEY, CAMERON & CO. SECURITIES INC. Dorothy is licensed to sell securities in Connecticut, Florida, Indiana, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
01/19/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
07/18/2014 - 01/20/2021
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/14/1989 - 07/25/2014
DU PASQUIER & CO., INC. (NEW YORK NY)
NY
04/06/1989 - 10/30/1989
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NA
09/05/1986 - 08/21/1989
MOORE & SCHLEY SECURITIES CORPORATION
NA
09/16/1963 - 04/10/1989
MOORE & SCHLEY, CAMERON & CO.
NA
07/13/1977 - 09/05/1986
MOORE & SCHLEY, CAMERON & CO. SECURITIES INC.
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1977
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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