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Dorothy Marie Mitchell

Truist Investment Services, Inc.

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About Dorothy Marie Mitchell

Dorothy Mitchell is a financial professional with over 13 years of experience in the industry. Dorothy is currently registered with Truist Investment Services, Inc. and is located in Charlotte, North Carolina. Dorothy previously worked at BB&T SECURITIES, LLC and BB&T INVESTMENT SERVICES, INC. Dorothy holds the Series 27, SIE and Series 99TO licenses.

Firm Information

Dorothy Mitchell is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dorothy Mitchell’s Registration & Firm History

NC

02/17/2021 - Present

Truist Investment Services, Inc. (CHARLOTTE NC)

NC

01/02/2018 - 02/17/2021

BB&T SECURITIES, LLC (CHARLOTTE NC)

NC

11/10/2009 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/09/2009

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Marie Mitchell.
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