Unclaimed
Dorothy Clyne has been a Registered Representative since January 6, 2000. Dorothy's experience includes work at Morgan Keegan & Company, Inc. and AmSouth Investment Services, Inc. Dorothy is currently an Investment Adviser Representative with J.P. Morgan Securities LLC. Dorothy's profile includes that she is a licensed Investment Advisor in the state of Louisiana and a Registered Representative in Texas and Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
01/18/2024 - Present
J.p. Morgan Securities LLC (New Orleans LA)
TN
03/28/2007 - 04/20/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
LA
10/16/2001 - 03/15/2007
AMSOUTH INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
IL
08/07/2000 - 09/12/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 01/18/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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