Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Luann Reisner is a financial professional with over 20 years of experience in the industry. Dorothy is currently registered with Wells Fargo Clearing Services, LLC and has been with them since 2008. Before joining Wells Fargo Clearing Services, LLC, Dorothy was registered with A. G. Edwards & Sons, Inc. Dorothy holds Series 7, Series 63, and SIE licenses. Dorothy is also registered in several states, including Arizona, Colorado, Minnesota, Nebraska, and Wyoming. Dorothy specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WY
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (CHEYENNE WY)
WY
07/30/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHEYENNE WY)
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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