Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Kapaun is a registered representative with PFS Investments Inc., a firm with a strong focus on individual portfolio management. Dorothy has been in the financial industry since 2021 and holds a Series 63, 26, 6TO and SIE licenses. Dorothy has experience working with both individuals and businesses in Colorado. PFS Investments Inc. is a firm that is focused on serving a variety of clients including high-net-worth individuals, charitable organizations, corporations, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
02/17/2024 - Present
PFS Investments Inc. (LONGMONT CO)
CO
02/19/2021 - 12/31/2022
PFS INVESTMENTS INC. (LONGMONT CO)
BC
Issued 07/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/19/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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