Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Jones has been in the financial industry for over 10 years, having started her career with Fidelity Brokerage Services LLC in 2012. Dorothy is currently registered with both Fidelity Brokerage Services LLC and National Financial Services LLC and has a wide range of experience in the financial services industry. She has held various positions, including a role with Fidelity Brokerage Services LLC in Westlake, Texas. Dorothy is a Series 7, Series 24, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/04/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/01/2012 - 11/26/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 08/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dorothy Jones is the right advisor for you? Invested Better is here to help.
