Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Jean Girardi is a financial advisor with over 20 years of experience in the industry. Dorothy is currently registered with Osaic Institutions, Inc. in Wauchula, Florida. Dorothy has a strong background in investments and financial planning and has worked for several well-known financial institutions, including Fidelity Brokerage Services LLC, LPL Financial LLC, and Charles Schwab & Co., Inc. Dorothy specializes in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/15/2023 - Present
Osaic Institutions, Inc. (WAUCHULA FL)
FL
03/13/2014 - 08/16/2019
FIDELITY BROKERAGE SERVICES LLC (SARASOTA FL)
NY
04/18/2012 - 03/10/2014
LPL FINANCIAL LLC (LAKE PLACID NY)
VT
06/27/2011 - 04/11/2012
VALIC FINANCIAL ADVISORS, INC. (COLCHESTER VT)
VT
07/21/2009 - 06/10/2011
KEY INVESTMENT SERVICES LLC (ESSEX JUNCTION VT)
FL
08/23/2005 - 06/09/2009
CHARLES SCHWAB & CO., INC. (SARASOTA FL)
NY
05/13/2004 - 07/21/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/09/1998 - 05/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
10/09/1995 - 12/18/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dorothy Girardi is the right advisor for you? Invested Better is here to help.
