Unclaimed
Dorothy Hundrieser is an Investment Advisor Representative at Rice Financial Consulting, Inc. in Los Gatos, California. Dorothy has been a registered Investment Advisor for over 10 years and has a strong understanding of the financial markets. She is committed to providing personalized financial advice to help her clients achieve their financial goals. Dorothy holds the Series 6, 7, 63 and 65 licenses and is a Registered Representative in California, Hawaii and Texas. Prior to joining Rice Financial Consulting, Inc., Dorothy was employed at PARK AVENUE SECURITIES LLC in Los Gatos, California. Dorothy is passionate about helping her clients build a secure financial future and is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
03/08/2016 - Present
Rice Financial Consulting, Inc. (LOS GATOS CA)
CA
07/23/2010 - 10/17/2014
PARK AVENUE SECURITIES LLC (LOS GATOS CA)
IA
Issued 04/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2014
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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