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Dorothy Janet Hundrieser

Rice Financial Consulting, Inc.

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About Dorothy Janet Hundrieser

Dorothy Hundrieser is an Investment Advisor Representative at Rice Financial Consulting, Inc. in Los Gatos, California. Dorothy has been a registered Investment Advisor for over 10 years and has a strong understanding of the financial markets. She is committed to providing personalized financial advice to help her clients achieve their financial goals. Dorothy holds the Series 6, 7, 63 and 65 licenses and is a Registered Representative in California, Hawaii and Texas. Prior to joining Rice Financial Consulting, Inc., Dorothy was employed at PARK AVENUE SECURITIES LLC in Los Gatos, California. Dorothy is passionate about helping her clients build a secure financial future and is dedicated to providing them with the highest level of service.

Firm Information

Dorothy Hundrieser is currently registered with Rice Financial Consulting, Inc.. Rice Financial Consulting, Inc. is a financial consulting firm located in LOS GATOS, CA. The firm manages approximately $206,109,362 in assets for 337 clients. They provide selection of other advisors services and have a total of 4 employees.
Rice Financial Consulting, Inc.

300 E. MAIN STREET

LOS GATOS, CA 95030

$206.11M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dorothy Hundrieser’s Registration & Firm History

CA

03/08/2016 - Present

Rice Financial Consulting, Inc. (LOS GATOS CA)

CA

07/23/2010 - 10/17/2014

PARK AVENUE SECURITIES LLC (LOS GATOS CA)

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Licenses & Designations

IA

Issued 04/21/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2014

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2011

Series 7 - General Securities Representative Examination

BC

Issued 07/22/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dorothy Janet Hundrieser.
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