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Dorothy Helen Whitman

KEY Investment Services LLC

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About Dorothy Helen Whitman

Dorothy Whitman is a Registered Representative with Key Investment Services LLC. Dorothy has been in the financial industry since 2003. Dorothy's professional experience includes roles with Securities America, Inc., Allstate Financial Services, LLC, and Principal Securities, Inc. Dorothy has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations.

Firm Information

Dorothy Whitman is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dorothy Whitman’s Registration & Firm History

WA

04/25/2024 - Present

KEY Investment Services LLC (Bellingham WA)

WA

09/19/2022 - 05/07/2024

SECURITIES AMERICA, INC. (BELLINGHAM WA)

WA

02/10/2021 - 09/12/2022

ALLSTATE FINANCIAL SERVICES, LLC (Bellingham WA)

WA

10/02/2019 - 01/27/2021

PRINCIPAL SECURITIES, INC. (BELLINGHAM WA)

CA

05/12/2003 - 10/03/2013

AMERIPRISE FINANCIAL SERVICES, INC. (SAN JOSE CA)

MN

05/12/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/28/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/02/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/30/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Helen Whitman.
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