Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy H. Yandle is an investment advisor representative with LPL Financial LLC. Dorothy has been working in the financial services industry since December 1999. Dorothy has a wide range of experience and offers a variety of financial services to individual and institutional clients. Dorothy has previously been registered with Triad Advisors LLC and H.D. Vest Investment Services, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/27/2022 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
04/24/2013 - 04/18/2022
TRIAD ADVISORS LLC (CHARLOTTE NC)
NC
10/04/2002 - 04/25/2013
H.D. VEST INVESTMENT SERVICES (CHARLOTTE NC)
MA
12/14/1999 - 10/11/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 12/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dorothy Yandle is the right advisor for you? Invested Better is here to help.
