Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Grippin is a financial professional registered with FINRA. She currently holds the Series 6TO and SIE licenses. Dorothy's professional experience is primarily with First Command Brokerage Services, Inc., where she has been employed since August 5, 2024. She is currently registered with First Command Brokerage Services, Inc. in Watertown, NY. Dorothy is a relatively new entrant to the financial industry, with her first registration occurring in August 2024. Her focus is on providing investment advice and products to clients in the Watertown area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/05/2024 - Present
First Command Brokerage Services, Inc. (WATERTOWN NY)
BC
Issued 08/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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