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Dorothy Cole

PFS Investments Inc.

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About Dorothy Cole

Dorothy Cole is a financial advisor with PFS Investments Inc., a firm that has been in business since 2005. Dorothy has more than 20 years of experience in the financial services industry. Dorothy is licensed to sell securities in Alabama, Arizona, California, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Missouri, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, Tennessee, Texas, and Virginia. Dorothy is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Dorothy's experience and expertise allow her to provide a wide range of financial services to her clients.

Firm Information

Dorothy Cole is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dorothy Cole’s Registration & Firm History

IN

09/20/2017 - Present

PFS Investments Inc. (INDIANAPOLIS IN)

IN

10/24/2013 - 04/14/2014

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

02/02/2004 - 08/30/2012

DIVERSIFIED INVESTORS SECURITIES CORP. (INDIANAPOLIS IN)

IL

01/12/2004 - 01/27/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

TX

04/26/2000 - 11/24/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/23/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Cole.
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