Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy C. Sawyer is a financial advisor with over 27 years of experience in the industry. Dorothy is currently registered with T. Rowe Price Advisory Services, Inc. and is licensed to offer investment advice in 53 states and the District of Columbia. Previously, Dorothy held various roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Fifth Third Securities, Inc. Dorothy specializes in offering investment advice and financial planning services for both individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d
1
2
MD
11/03/2011 - Present
T. Rowe Price Advisory Services, Inc. (Baltimore MD)
NJ
12/20/2010 - 10/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
KY
01/01/2008 - 05/03/2010
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
01/01/1996 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
OH
07/08/1993 - 07/25/1995
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 08/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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