Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothy? Claim Your ProfileDorothy Ann Vo is a registered representative with Stancorp Equities, Inc. in Portland, Oregon. Dorothy Vo has been in the financial services industry since February 20, 2015 and holds the Series 63, Series 6 and SIE licenses. Dorothy Vo was previously employed by PACIFIC SELECT DISTRIBUTORS, LLC in Newport Beach, California, J.P. MORGAN SECURITIES LLC in Carlsbad, California and J.P. MORGAN SECURITIES LLC in Newport Beach, California. Dorothy Vo is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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OR
08/22/2024 - Present
Stancorp Equities, Inc. (PORTLAND OR)
CA
05/27/2022 - 03/27/2024
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
05/25/2017 - 05/26/2022
J.P. MORGAN SECURITIES LLC (CARLSBAD CA)
CA
03/21/2014 - 11/15/2016
J.P. MORGAN SECURITIES LLC (NEWPORT BEACH CA)
BC
Issued 02/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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