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Dorothy Alexandra Rostkowski

T. Rowe Price Investment Services, Inc.

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About Dorothy Alexandra Rostkowski

Dorothy Alexandra Rostkowski is a financial advisor with over 28 years of experience in the financial services industry. Dorothy has worked with T. Rowe Price Investment Services, Inc. since September 1994. Dorothy holds multiple licenses and certifications, including the Series 6, 7, 24, 52 and 63. Dorothy is registered in Maryland.

Firm Information

Dorothy Rostkowski is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dorothy Rostkowski’s Registration & Firm History

MD

09/26/1994 - Present

T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)

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Licenses & Designations

BC

Issued 01/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2016

Series 52 - Municipal Securities Representative Examination

BC

Issued 07/16/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/23/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorothy Alexandra Rostkowski.
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