Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothee? Claim Your ProfileDorothee Nagy bucquet is a financial advisor who has been in the industry since October 21, 2017. Currently, Dorothee Nagy bucquet is registered with Smbc Nikko Securities America, Inc. in New York, New York. Previously, Dorothee Nagy bucquet was registered with Credit Agricole Securities (USA) Inc. and SG Americas Securities, LLC. Dorothee Nagy bucquet holds a Series 63, Series 24, Series 7TO, SIE and Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/16/2022 - 04/19/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
09/23/2019 - 12/01/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/15/2016 - 01/17/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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