Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothea? Claim Your ProfileDorothea Cole is a financial advisor with over 20 years of experience in the industry. Dorothea is registered with J. W. Cole Advisors, Inc., a firm headquartered in Tampa, Florida. Dorothea has experience providing financial planning, portfolio management, and other services to individuals, corporations, and charitable organizations. Dorothea is also registered as an Investment Advisor Representative in Florida and has passed the Series 66, Series 7, and SIE exams. In addition to her work with J.W. Cole Advisors, Dorothea also owns and operates a consulting business called Compass Consulting & Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
05/08/2019 - Present
J. W. Cole Advisors, Inc. (NEW PORT RICHEY FL)
FL
11/02/2018 - 02/07/2019
ROYAL ALLIANCE ASSOCIATES, INC. (NEW PORT RICHEY FL)
FL
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (NEW PORT RICHEY FL)
IN
12/10/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (COLUMBIA CITY IN)
IN
05/01/2006 - 01/04/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WAYNE IN)
IL
08/06/2001 - 05/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
PA
04/10/2001 - 07/10/2001
ATLAS BROKERAGE COMPANY, L.P. (WASHINGTON PA)
BOTH
Issued 08/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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