Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothea? Claim Your ProfileDorothea Schultz is a financial advisor with over 40 years of experience in the industry. Dorothea is currently registered with Wells Fargo Advisors Financial Network, LLC. Dorothea's professional experience includes previous roles at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, and The Milwaukee Company. Dorothea holds the Series 63, Series 7 and SIE licenses. Dorothea specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/19/2019 - Present
Wells Fargo Advisors Financial Network, LLC (FRASER CO)
CO
01/03/2006 - 09/19/2019
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
NJ
12/08/1993 - 01/18/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/11/1989 - 12/09/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/11/1988 - 01/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/04/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/24/1979 - 05/02/1983
THE MILWAUKEE COMPANY
BC
Issued 02/14/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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