Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothea? Claim Your ProfileDorothea Geraci is a financial professional with over 20 years of experience in the securities industry. Dorothea is currently registered with Great Point Capital LLC. Dorothea has held previous positions with Alexander Capital, L.P., T3 Trading Group, LLC, Genesis Securities, LLC, E*TRADE Securities LLC, Assent LLC, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., The GMS Group, LLC, Chicago Investment Group, LLC, King Financial Services, Inc., A.B. Watley, Inc., Worldco, L.L.C., Investec Ernst & Company, GKN Securities Corp., Tarpon Scurry Investments, Inc., and Dalton Kent Securities Group, Inc. Dorothea holds the Series 7, Series 55, Series 57TO, Series 63, and SIE licenses. Dorothea is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/09/2019 - Present
Great Point Capital LLC (CHICAGO IL)
NY
07/24/2017 - 10/20/2017
ALEXANDER CAPITAL, L.P. (STATEN ISLAND NY)
NY
02/13/2012 - 10/14/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
07/09/2009 - 07/09/2010
GENESIS SECURITIES, LLC (NEW YORK NY)
NJ
08/27/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
FL
04/15/2008 - 06/30/2008
ASSENT LLC (MIAMI BEACH FL)
FL
10/11/2007 - 01/02/2008
ASSENT LLC (MIAMI FL)
FL
04/02/2007 - 10/02/2007
MORGAN STANLEY & CO., INCORPORATED (CORAL GABLES FL)
FL
03/02/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MIAMI FL)
NJ
08/03/2005 - 08/23/2005
THE GMS GROUP, LLC (EAST HANOVER NJ)
IL
06/15/2004 - 03/02/2005
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
NJ
07/21/2003 - 11/07/2003
KING FINANCIAL SERVICES, INC. (EDISON NJ)
NY
10/15/2002 - 06/25/2003
A.B. WATLEY, INC. (NEW YORK NY)
NY
06/24/2002 - 10/10/2002
A.B. WATLEY, INC. (NEW YORK NY)
NY
12/05/2001 - 06/20/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
08/10/2001 - 10/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/18/2000 - 03/29/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/15/1999 - 12/18/2000
GKN SECURITIES CORP. (NEW YORK NY)
NY
08/23/1999 - 10/29/1999
TARPON SCURRY INVESTMENTS, INC. (NEW YORK NY)
NY
06/15/1999 - 07/22/1999
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BC
Issued 09/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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