Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothea? Claim Your ProfileDorothea Danielle Zando is a financial advisor with over 29 years of experience in the industry. Dorothea is currently registered with LPL Financial LLC. Dorothea has held previous roles at several firms including Regal Securities, Inc., Royal Alliance Associates, Inc., AXA Advisors, LLC, Morgan Stanley, and Raymond James Financial Services, Inc. Dorothea has a wide range of experience working with different types of clients and is knowledgeable in various aspects of financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/02/2021 - Present
LPL Financial LLC (HIGHLANDS NJ)
NJ
11/07/2018 - 03/02/2021
REGAL SECURITIES, INC. (Sea Girt NJ)
NJ
04/19/2017 - 10/02/2018
ROYAL ALLIANCE ASSOCIATES, INC. (COLTS NECK NJ)
NJ
01/28/2016 - 08/04/2016
AXA ADVISORS, LLC (EDISON NJ)
NJ
11/15/2013 - 08/27/2015
MORGAN STANLEY (SHREWSBURY NJ)
NJ
11/16/2010 - 11/18/2011
ROYAL ALLIANCE ASSOCIATES, INC. (RED BANK NJ)
NY
01/04/1999 - 12/05/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
FL
02/10/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MA
06/05/1997 - 02/23/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
09/27/1994 - 03/27/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/31/1992 - 07/25/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
04/12/1988 - 07/31/1992
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
01/05/1988 - 03/18/1988
MOSELEY SECURITIES CORPORATION
NA
07/23/1984 - 02/14/1986
JOHN NUVEEN & CO., INCORPORATED
BOTH
Issued 03/09/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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