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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorothea? Claim Your ProfileDorothea Isaacson is a financial advisor with over 15 years of experience in the industry. Dorothea has worked for several prominent financial institutions, including Citigroup Global Markets Inc., RBC Dain Rauscher Inc., and Morgan Stanley. Dorothea holds a Series 7, Series 63, and Series 66 license, as well as the SIE exam. Currently, Dorothea is registered as a broker-dealer and investment advisor representative with Morgan Stanley in Deerfield, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
07/01/2021 - Present
Morgan Stanley (Deerfield IL)
IL
08/27/2013 - 06/14/2021
WELLS FARGO CLEARING SERVICES, LLC (DEERFIELD IL)
IL
06/01/2009 - 09/04/2013
MORGAN STANLEY (DEERFIELD IL)
IL
07/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
IL
05/08/2006 - 07/09/2007
RBC DAIN RAUSCHER INC. (VERNON HILLS IL)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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