Unclaimed
Doris Linnette Vazquez-morales is a financial professional with over 10 years of experience in the industry. Doris has a strong background in securities and investments and is registered with FINRA as well as the states of California, Florida, Georgia, New York and Puerto Rico. Doris currently holds the Series 7, Series 99TO, and Series 63 licenses and has also passed the SIE exam. Doris is currently employed at Samuel A. Ramirez & Company, Inc. and is actively involved in providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
06/02/2011 - Present
Samuel A. Ramirez & Company, Inc. (San Juan PR)
BC
Issued 02/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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