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Doris Linnette Vazquez-morales

Samuel A. Ramirez & Company, Inc.

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About Doris Linnette Vazquez-morales

Doris Linnette Vazquez-morales is a financial professional with over 10 years of experience in the industry. Doris has a strong background in securities and investments and is registered with FINRA as well as the states of California, Florida, Georgia, New York and Puerto Rico. Doris currently holds the Series 7, Series 99TO, and Series 63 licenses and has also passed the SIE exam. Doris is currently employed at Samuel A. Ramirez & Company, Inc. and is actively involved in providing financial advice to clients.

Firm Information

Doris Vazquez-morales is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Doris Vazquez-morales’s Registration & Firm History

PR

06/02/2011 - Present

Samuel A. Ramirez & Company, Inc. (San Juan PR)

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Licenses & Designations

BC

Issued 02/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Doris Linnette Vazquez-morales.
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