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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorian? Claim Your ProfileDorian Holmes is a financial advisor at Ameriprise Financial Services, LLC. Dorian has been in the financial industry since December 8, 2013, and has a wide range of experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Dorian is a Certified Financial Planner® professional and holds the Series 4, 7, 63 and 65 licenses. Dorian offers a variety of financial planning and investment services, including portfolio management, asset allocation, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
10/04/2024 - Present
Ameriprise Financial Services, LLC (DOWNERS GROVE IL)
IL
11/24/2021 - 05/09/2024
THE HUNTINGTON INVESTMENT COMPANY (Willowbrook IL)
TX
04/28/2021 - 10/19/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IL
08/13/2019 - 03/31/2021
MORGAN STANLEY (ORLAND PARK IL)
FL
04/17/2018 - 07/29/2019
ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)
VA
07/17/2017 - 02/27/2018
AXA ADVISORS, LLC (FALLS CHURCH VA)
MD
02/22/2016 - 06/27/2017
SCOTTRADE, INC. (ROCKVILLE MD)
OH
06/02/2015 - 02/01/2016
PNC INVESTMENTS (CLEVELAND OH)
FL
01/06/2015 - 06/04/2015
VALIC FINANCIAL ADVISORS, INC. (MIAMI FL)
FL
03/17/2014 - 01/09/2015
AXA ADVISORS, LLC (BOCA RATON FL)
FL
09/04/2013 - 03/19/2014
VALIC FINANCIAL ADVISORS, INC. (BOCA RATON FL)
OH
07/03/2012 - 09/07/2012
AXA ADVISORS, LLC (CLEVELAND OH)
IA
Issued 05/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2019
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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