Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorian? Claim Your ProfileDorian Grady is an investment advisor representative with UBS Financial Services Inc. based in San Diego, California. Dorian has been working in the financial services industry since August 2010. Prior to UBS, Dorian was registered with TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Nationwide Investment Services Corporation. Dorian offers a variety of financial planning services, including portfolio management for individuals and businesses, pension consulting, security ratings, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/01/2024 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
IL
06/15/2018 - 06/26/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (CHICAGO IL)
IL
10/15/2016 - 06/22/2018
TD AMERITRADE, INC. (CHICAGO IL)
IL
08/15/2014 - 04/25/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
VA
12/04/2013 - 05/05/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
07/18/2012 - 11/15/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
09/26/2011 - 07/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
MI
02/07/2011 - 09/26/2011
METLIFE SECURITIES INC. (GRAND RAPIDS MI)
MI
10/23/2009 - 02/04/2011
EDWARD JONES (GRAND RAPIDS MI)
BOTH
Issued 11/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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