Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dorian? Claim Your ProfileDorian Sandoval has over 8 years of experience in the financial services industry. Dorian is registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Dorian is licensed to conduct securities business in Arizona, California, Florida, Nevada, New York, Oregon, South Dakota, and Texas. Dorian has worked for a variety of financial institutions, including Valley Financial Management, Inc., MBSC Securities Corporation, and J.P. Morgan Securities LLC. Dorian is a highly experienced financial professional with a deep understanding of the financial markets. Dorian specializes in providing financial planning and investment advice to individuals, families, businesses, and retirement plans. Dorian has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/13/2023 - Present
LPL Financial LLC (LANCASTER CA)
CA
04/21/2016 - 08/07/2023
VALLEY FINANCIAL MANAGEMENT, INC. (Los Angeles CA)
CA
06/23/2015 - 04/20/2016
MBSC SECURITIES CORPORATION (LOS ANGELES CA)
CA
05/27/2013 - 05/09/2014
J.P. MORGAN SECURITIES LLC (SAN DIMAS CA)
IA
Issued 02/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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