Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dori? Claim Your ProfileDori Moffitt is a registered representative with Fidelity Brokerage Services LLC. Dori Moffitt has been active in the securities industry since 2024. Dori Moffitt is licensed to provide securities advice in all 50 states and Puerto Rico. Dori Moffitt holds Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/30/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 08/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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