Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dori? Claim Your ProfileDori Lynn Walsh is an investment advisor representative with Osaic Wealth, Inc., based in La Crosse, WI. Dori has been in the financial services industry since November 5, 2000, holding licenses for both Series 6 and 63 exams. Previously, Dori has worked with Securities America, Inc., LPL Financial LLC, and Associated Investment Services, Inc., and holds several registrations for other states, including Iowa, Minnesota, and Wisconsin. Dori specializes in various areas including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/14/2024 - Present
Osaic Wealth, Inc. (LA CROSSE WI)
WI
12/13/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LA CROSSE WI)
WI
03/21/2013 - 12/19/2022
LPL FINANCIAL LLC (LA CROSSE WI)
WI
02/02/2005 - 04/03/2013
ASSOCIATED INVESTMENT SERVICES, INC. (LACROSSE WI)
MN
11/06/2000 - 02/02/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BC
Issued 11/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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