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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dori? Claim Your ProfileDori Lynn Stegmann is a financial advisor at Morgan Stanley, where she has worked since 2013. Dori has been in the financial services industry since 2006 and holds the Series 7, Series 66, and SIE licenses. Dori provides financial planning and investment advice to individual and institutional clients, including high-net-worth individuals, insurance companies, and charitable organizations. Dori is registered in several states, including Missouri, Texas, Florida, California, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
02/20/2020 - Present
Morgan Stanley (Clayton MO)
FL
09/29/2010 - 09/26/2011
MORGAN STANLEY SMITH BARNEY (DESTIN FL)
MO
06/01/2009 - 01/05/2010
MORGAN STANLEY SMITH BARNEY (ST. LOUIS MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
FL
04/18/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DESTIN FL)
BOTH
Issued 11/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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