Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dori? Claim Your ProfileDori Hammond is a financial advisor with over 20 years of experience in the industry. Dori is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona, and holds a variety of licenses and certifications including Series 6, 7, 24, 52, 53, 63, and 65. Dori's previous employment includes positions at Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., and First Clearing Corporation. Dori specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
12/07/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
09/28/2020 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/05/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/19/2002 - 01/08/2024
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/12/2015 - 12/06/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
08/12/2015 - 12/06/2019
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
08/12/2015 - 12/06/2019
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
TX
08/12/2015 - 04/06/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MO
04/13/2000 - 07/03/2002
FIRST CLEARING CORPORATION (ST. LOUIS MO)
VA
09/13/1999 - 06/02/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IA
Issued 04/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/09/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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