Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dores? Claim Your ProfileDores Dunn has over 30 years of experience in the financial services industry. Dores is currently registered as an Investment Advisor Representative with J.P. Morgan Securities LLC. Previously, Dores has worked with several firms including TIAA-CREF Individual & Institutional Services, LLC, Teachers Personal Investors Services, Inc., FFP Securities, Inc., SunAmerica Securities, Inc., Cigna Securities, Inc., Landmark Brokerage Services, Inc., and Smith Barney, Harris Upham & Co., Incorporated. Dores holds Series 63 and Series 65 licenses as well as Series 7 and SIE licenses. Dores is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
05/03/2016 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
05/10/1994 - 07/10/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WARRENVILLE IL)
NY
10/19/1994 - 12/31/1995
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
MO
09/03/1993 - 04/22/1994
FFP SECURITIES, INC. (CHESTERFIELD MO)
AZ
12/19/1991 - 09/03/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
PA
07/10/1990 - 11/05/1991
CIGNA SECURITIES, INC. (RADNOR PA)
NA
06/29/1989 - 06/15/1990
LANDMARK BROKERAGE SERVICES, INC.
NY
04/18/1989 - 06/30/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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