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Dorel Marchis

Northwestern Mutual Investment Services, LLC

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About Dorel Marchis

Dorel Marchis is a registered representative with Northwestern Mutual Investment Services, LLC. Dorel has been in the financial industry since 2002 and is registered in 21 states. Dorel is a Series 6, 7, 63 and 65 licensed professional and has a strong commitment to providing clients with personalized financial advice. Dorel is dedicated to helping clients achieve their financial goals through a variety of financial products and services, including investment management, insurance and financial planning.

Firm Information

Dorel Marchis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Dorel Marchis’s Registration & Firm History

IL

12/02/2008 - Present

Northwestern Mutual Investment Services, LLC (Naperville IL)

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Licenses & Designations

IA

Issued 12/01/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2017

Series 7 - General Securities Representative Examination

BC

Issued 01/11/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dorel Marchis.
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