Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doreen? Claim Your ProfileDoreen Pappas is a financial professional with over 30 years of experience in the industry. Doreen is currently registered with Oppenheimer & Co. Inc., and has previously worked at firms such as CLEAR STREET LLC, WEDBUSH SECURITIES INC., LIME BROKERAGE LLC, CITIGROUP GLOBAL MARKETS INC., DEUTSCHE BANK SECURITIES INC., BT ALEX. BROWN INCORPORATED, and LEHMAN BROTHERS INC. Doreen holds FINRA Series 7, Series 63, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/22/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/10/2022 - 12/09/2022
CLEAR STREET LLC (NEW YORK NY)
NY
06/09/2016 - 12/31/2021
WEDBUSH SECURITIES INC. (New York NY)
NY
08/10/2016 - 03/06/2018
LIME BROKERAGE LLC (NEW YORK NY)
NY
04/14/2004 - 01/05/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/07/1999 - 03/22/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
07/13/1998 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
12/10/1990 - 07/07/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2018
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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