Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doreen? Claim Your ProfileDoreen Kramer is a financial advisor with over 25 years of experience in the industry. Currently, Doreen is a Registered Representative at Wells Fargo Clearing Services, LLC, a firm that manages over $500 billion in assets. Doreen works out of the Woodbury, New York office. Prior to joining Wells Fargo Clearing Services, LLC, Doreen was a Registered Representative at MORGAN STANLEY, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC and Smith New Court, Inc. Doreen has a broad range of experience working with individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/12/2025 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
02/24/2023 - 06/11/2024
MORGAN STANLEY (Melville NY)
NY
07/22/2009 - 02/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERICHO NY)
NY
11/27/2007 - 02/29/2008
AXA ADVISORS, LLC (LAKE SUCCESS NY)
NY
10/05/1995 - 05/31/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/06/1995 - 01/29/1996
SMITH NEW COURT, INC. (NEW YORK NY)
NA
08/01/1994 - 10/25/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 12/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/24/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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